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Risk Tolerance Questionnaire

Better understanding among investors with regards to risk tolerance

The questionnaire is provided only as preliminary investment guidance in accordance with a given risk tolerance score. Investors should consider other factors to establish a well-balanced investment strategy, e.g. investment objectives, time horizon, etc. Investors may seek practical advice from professional consultants.

Please choose only ONE answer that best describes you.

1. How old are you?

Over 55 years45 – 55 years35 – 44 yearsUnder 35 years

2. What is the ratio of your monthly expense to your income?

Over 75%Between 51– 75%Between 25 – 50%Less than 25%

3. What is your current financial status?

Less assets than debtsAssets equal to debtsMore assets than debtsI will have adequate savings/investments throughout my retirement

4. Which of the following assets do you have investment experience with or knowledge about?

Bank DepositGovernment Bond or Government Bond FundDebentures or Fixed Income FundEquity Stock or Equity Fund or other High-Risk Assets

5. The estimated period that you will not need to use your invested funds

Less than 1 year1 – 3 years3 –5 yearsMore than 5 years

6. What is your primary investment objective?

To get returns with secure investment principal, although the return is lower or close to inflation rateTo increase my chance of getting a returns that is a little over the inflation rate despite risk of partial investment lossTo increase my chance of getting a higher returns over the inflation rate despite higher risk of investment lossTo increase my chance of getting the maximum returns despite highest risk of investment loss

7. If you were to invest in high-return but high-risk assets, how would you feel?

Bank DepositGovernment Bond or Government Bond FundDebentures or Fixed Income FundEquity Stock or Equity Fund or other High-Risk Assets

8. You would be worried or unwilling to accept a scenario where your investment diminishes by:

5% or lessAround 5% -10%Around 10% -20%Over 20%

9. What would you do if you invested 100,000 Baht last year, but the value of your investment declines to 85,000 Baht this year?

Take fright, and demand to sell all investments in your portfolioWorry, and shift some investments to lower-risk assetsBe patient, and hold the assets until their value reboundsRemain confident in your long-term investment plan, and invest more in the same asset typeb to reduce

10. Successfully investing in derivatives and structure notes offers exceptionally high returns, but failure will probably lead to total loss where additional funds may be required to cover such loss. Are you willing to accept such an outcome?

NoYes, but only to a certain extentYes, without reservation

11. In addition to the risk of investment, Can you withstand foreign exchange risk in case of investing in Funds withforeign investment portion higher than 20% of NAV?

NoYes, but only to a certain extentYes, without reservation

12. Which of the following investment scenarios are you willing to be engaged in? (See figure below)

Scenario 1: maximum returns of perhaps 2.5%, and 0% lossScenario 2: maximum returns of perhaps 7%, and 1% possible lossScenario 3: maximum returns of perhaps 15%, and 5% possible lossScenario 4: maximum returns of perhaps 25%, and 15% possible loss